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Questions tagged [unregistered broker-dealer]

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CryptoGladiatorGuard CryptoGladiatorGuard Mon Oct 14 2024 | 7 answers 1510

What is the penalty for unregistered broker-dealer?

I want to know about the penalty for being an unregistered broker-dealer. What are the consequences if someone is found to be operating as a broker-dealer without proper registration?

What is the penalty for unregistered broker-dealer?

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Risk warning: Digital asset trading is an emerging industry with bright prospects, but it also comes with huge risks as it is a new market. The risk is especially high in leveraged trading since leverage magnifies profits and amplifies risks at the same time. Please make sure you have a thorough understanding of the industry, the leveraged trading models, and the rules of trading before opening a position. Additionally, we strongly recommend that you identify your risk tolerance and only accept the risks you are willing to take. All trading involves risks, so you must be cautious when entering the market.

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